Lesson 1.1: Problem Tree Analysis

Understanding the Problem Tree Structure

Root causes, core problem, effects.

The Basic Framework

graph TB
    %% EFFECTS (Branches) - What happens because the problem exists
    E1["🌿 EFFECT 1<br/>Immediate Impact"]
    E2["🌿 EFFECT 2<br/>Medium-term Impact"]
    E3["🌿 EFFECT 3<br/>Long-term Impact"]

    %% CORE PROBLEM (Trunk) - The central issue
    CP["🌳 CORE PROBLEM<br/>The central issue your<br/>project will address"]

    %% ROOT CAUSES (Roots) - Why the problem exists
    RC1["🌱 ROOT CAUSE 1<br/>Direct Cause"]
    RC2["🌱 ROOT CAUSE 2<br/>Direct Cause"]
    RC3["🌱 ROOT CAUSE 3<br/>Direct Cause"]

    %% Underlying causes (deeper roots)
    UC1["🌱 Underlying<br/>Cause 1.1"]
    UC2["🌱 Underlying<br/>Cause 1.2"]
    UC3["🌱 Underlying<br/>Cause 2.1"]
    UC4["🌱 Underlying<br/>Cause 3.1"]

    %% Define relationships - Bottom to Top (Roots → Trunk → Branches)
    UC1 --> RC1
    UC2 --> RC1
    UC3 --> RC2
    UC4 --> RC3

    RC1 --> CP
    RC2 --> CP
    RC3 --> CP

    CP --> E1
    CP --> E2
    CP --> E3

    %% Festa Design System Colors
    style CP fill:#10B981,stroke:#059669,stroke-width:3px,color:#fff
    style RC1 fill:#F59E0B,stroke:#D97706,stroke-width:2px,color:#1F2937
    style RC2 fill:#F59E0B,stroke:#D97706,stroke-width:2px,color:#1F2937
    style RC3 fill:#F59E0B,stroke:#D97706,stroke-width:2px,color:#1F2937
    style UC1 fill:#72B043,stroke:#5A8F36,stroke-width:2px,color:#fff
    style UC2 fill:#72B043,stroke:#5A8F36,stroke-width:2px,color:#fff
    style UC3 fill:#72B043,stroke:#5A8F36,stroke-width:2px,color:#fff
    style UC4 fill:#72B043,stroke:#5A8F36,stroke-width:2px,color:#fff
    style E1 fill:#E12729,stroke:#B91C1C,stroke-width:2px,color:#fff
    style E2 fill:#E12729,stroke:#B91C1C,stroke-width:2px,color:#fff
    style E3 fill:#E12729,stroke:#B91C1C,stroke-width:2px,color:#fff

Key Components Explained

🌳 CORE PROBLEM (The Trunk)

The central issue your project will address. Keep it specific, observable, and free from embedded solutions.

Specific
Defined population and geographic context.
Observable
Can be measured or verified through data.
Urgent
Recognized as important by the community and stakeholders.
Neutral
Written without causes or solutions.

🌱 ROOT CAUSES (The Roots)

Root causes explain why the problem exists and help you decide where your project can intervene.

Depth
Go 2-3 levels deep by asking why the problem exists.
Categories
Look across economic, social, policy, geographic, and cultural factors.
Evidence
Tag each cause as evidence-based (E) or assumption (A).

🌿 EFFECTS (The Branches)

Effects show what happens when the core problem continues without intervention.

Timeframe
Map immediate, medium-term, and long-term effects.
Level
Look at individual, family, community, and system-level consequences.
Evidence
Tag effects as evidence-based (E) or assumption (A), just like causes.

How the Tree Works Together

Causal logic
Causes feed the problem; effects justify why the problem matters.
Project focus
Where you act depends on which causes your project can realistically address.

Common Mistakes to Avoid

Embedding causes in the core problem statement

Poor: "skills gaps cause unemployment." Good: "limited access to employment."

Confusing a symptom for a cause

Poor: "unemployed" restates the problem. Good: skills-market mismatch, the cause beneath it.

Stopping at surface-level causes

Poor: "skills mismatch." Good: ask why again: curricula misaligned, then transition outpacing training.

Skipping the (E)/(A) tags

Poor: "limited transportation," untagged. Good: tag (A) until stakeholders validate it.

Lesson 1.1: Problem Tree Analysis 36%
Step 4 of 11 · Understanding Problem Tree